a manually set position that indicates that records for an individual hasn’t been submitted to a state in the time frame given by state. The person cannot conduct business.
a reputation which was ready pursuant to a cancellation for administrative reasons.
Approved Pending Prints
a condition showing a fingerprint card is required by FINRA. The enrollment position of certified Pending images is placed when:
a condition suggesting the registration is approved.
This position indicates that the enrollment is restricted in some manner on types of business definitely are transacted.
Approved Pending Information
A status indicating the fingerprint card has been received and forwarded to the FBI for results.
a reputation reflecting that an individual is prohibited from membership, participation in or relationship with an associate.
Inactive – Proceeding Knowledge
This status is defined when the individuals CE standing becomes CE Inactive.
Termed CE Two-year Inactive
an updates which arranged after an individual is Inactive proceeding knowledge for just two years.
This position suggests that the registration are deficient and additional motion should take place just before approval.
a condition put suggesting the refusal of a request for subscription by means of a proper action. This reputation is reflected for requests which had a status of PENDING or LACKING.
Terminated Breakdown to Renew
a standing arranged when an individuals company does not restore with a jurisdiction, and the subscription has been accepted.
a standing showing the patient have a position of certified Pending designs and a fingerprint card was not got by CRD within thirty day period from first software
Named Mass Transfer
This updates is set whenever a bulk move occurred and the subscription position was recommended.
This position is set if the subscription requires handbook affirmation.
a condition arranged after original registration demand surpasses the allowed lack time period.
a status set; usually predicated on a technicality (example. exam not used, or other requisite unsatisfied). It is almost always occur response to a request for registration (that always keeps a current status of PENDING or DEFICIENT).
This updates is defined whenever a person must requalify for that enrollment.
This www.hookupsearch.net/craigslist-hookup/ condition is set when a U5 try recorded and ensures that the enrollment need hands-on termination.
an updates basically ready showing revocation of an individual’s license.
a status suggesting that a person’s registration happens to be dangling
Termed-Did Perhaps Not Bulk Move
a reputation arranged because of the system on authorized registrations chosen for a bulk exchange that couldn’t convert for the reason that an exchange block.
Terminated no reg.-Did Perhaps Not Size Exchange
an updates put by the system on low recommended registrations chosen for a Mass Transfer that wouldn’t move for the reason that a transfer block.
Termed Without Subscription
a standing showing the last registration condition had been Deficient, Pending or Purged.
Named Without Registration during Renewals
This reputation put when an individuals firm fails to renew with a jurisdiction, while the subscription have not yet already been accepted.
Named Without Enrollment during A Bulk Transfer
This reputation is set when a Mass move took place additionally the enrollment updates ended up being pending or deficient.
Terminated Without U5
This reputation is defined by a regulator
Something produced reputation that shows when a short-term subscription is actually withdrawn and current to Pending. The initial updates line will indicate the affirmation period of time with a condition of TEMP_WD indicating that the temporary enrollment was withdrawn, as the second updates range will show this new Pending status. If the Pending status was later terminated the last standing could well be T_NOREG.
This status is scheduled whenever somebody requests a temporary licenses (only available whenever relicensing) plus the people features brand new or updated disclosure since their last approved registration.
This condition is set whenever a U5 try recorded and implies that the enrollment was ended.
Change Recorded In Mistake
This updates is set whenever a change is submitted in mistake.
This reputation is defined whenever a change was submitted and ensures that the enrollment is within change.
This updates is scheduled whenever a transition is actually posted and a U5 submitting is published terminating the registration prior to the state functioning on the changeover Requested condition.
